The Securities and Exchange Commission alleges that Chuck Oliver acted as an unregistered advisor and broker and failed to ...

A former financial portfolio manager sold his Pinecrest mansion for $19.5 million, setting a new record in the town.

The US Securities and Exchange Commission is setting up a new unit to focus on securities fraud by foreign companies, one of ...

Courts are increasingly scrutinizing short sellers and influencers, ruling that misleading statements or omissions about ...

The U.S. Attorney's Office of the Southern District of New York charged Henry Paul Regan, who ran Next Level Holdings and ...

A former quantitative researcher at Two Sigma Investments has been indicted for fraud, after allegedly manipulating the large ...

The federal government charged Daryl Heller with securities and wire fraud on Wednesday, saying he used his Lancaster-based ...

A quant in New York faces charges for defrauding his employer by manipulating investment models for personal gain.

The Department of Justice charged the co-chief executive of Ostin Technology and a financial adviser with orchestrating a $100 million securities fraud scheme using the Chinese technology company's ...

Two local fund managers have been ordered to repay $27.5 million after defrauding more than 100 investors via a private ...

The U.S. Department of Justice (DOJ) is charging two Chinese tech firm executives with crimes related to a securities fraud case.

Lancaster County man Daryl Heller was indicted on securities fraud and wire fraud charges regarding a $402 million investment ...