Ready to tackle the Series 65 exam? This is your stepping stone to becoming an investment adviser representative, where you’ll help clients make smart financial moves. But don’t let the “exam” part ...

Learn what’s on the Series 65 exam, how to prep, and what to expect, so you can pass and become a licensed investment adviser.

The Series 65 exam is required if you want to work as an investment adviser representative (IAR) or start your own registered investment adviser (RIA) firm. Passing this test lets you create financial ...

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Over 12,000 candidates sit for the Series 65 exam every year, but only about 65-70% pass on the first try. Think you’re ready for the Series 65? I gathered these seven practice questions to test what ...

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We independently evaluate all of our recommendations. If you click on links we provide, we may receive compensation. Will Baker is a full-time associate editor at Investopedia. He has over a decade of ...

We might earn a commission if you make a purchase through one of the links. The McClatchy Commerce Content team, which is independent from our newsroom, oversees this content. This article has ...

What Is the Series 65? The Series 65 is a financial industry exam and licensing requirement designed for individuals who wish to become registered investment advisors in the United States. This ...