The Securities and Exchange Commission alleges that Chuck Oliver acted as an unregistered advisor and broker and failed to ...

A former financial portfolio manager sold his Pinecrest mansion for $19.5 million, setting a new record in the town.

The US Securities and Exchange Commission is setting up a new unit to focus on securities fraud by foreign companies, one of ...

Two local fund managers have been ordered to repay $27.5 million after defrauding more than 100 investors via a private ...

A former quantitative researcher at Two Sigma Investments has been indicted for fraud, after allegedly manipulating the large ...

The U.S. Department of Justice (DOJ) is charging two Chinese tech firm executives with crimes related to a securities fraud case.

The U.S. Attorney's Office of the Southern District of New York charged Henry Paul Regan, who ran Next Level Holdings and ...

"There are no excuses, only regret," Javice wrote her judge Friday night, ahead of her sentencing for defrauding JPMorgan ...

A quant in New York faces charges for defrauding his employer by manipulating investment models for personal gain.

Leading Securities Fraud Lawyer Team Continues Protecting Investor Rights Across the United States JUNO BEACH, FL, UNITED STATES, August 13, 2025 /EINPresswire.com ...

Courts are increasingly scrutinizing short sellers and influencers, ruling that misleading statements or omissions about ...