Issue: Whether, under special review statute 15 U.S.C. § 78y, circuit courts on a petition for review of a Securities and Exchange Commission final order resolving an enforcement adjudication may ...

The U.S. Securities and Exchange Commission Chairman Paul Atkins vowed to give businesses notice of technical violations ...

This article is part of an occasional online series that expands on our Abolish Everything issue by suggesting ways we could do without even more federal agencies or departments. The Securities and ...

James Moloney, a long-time corporate securities lawyer and former official at the U.S. Securities and Exchange Commission, ...

WASHINGTON (AP) — The Supreme Court on Thursday stripped the Securities and Exchange Commission of a major tool in fighting securities fraud in a decision that also could have far-reaching effects on ...

President-elect Trump nominated Paul Atkins to replace Gary Gensler as the next chairman of the Securities and Exchange Commission (SEC). Atkins is a well-known securities lawyer, former SEC ...

The US Securities and Exchange Commission is setting up a new unit to focus on securities fraud by foreign companies, one of ...

Issue: (1) Whether the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010"s whistleblower award program excludes whistleblowers whose criminal conduct is only tangentially connected to ...

This article is part of an occasional online series that expands on our Abolish Everything issue by suggesting ways we could do without even more federal agencies or departments. The Securities and ...